Decisions adopted by the Board of the Financial Supervisory Authority

Bucharest, 15 March 2023 – During today's meeting, the Council of the Financial Supervisory Authority (ASF) adopted measures on the functioning of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:

A)  Regulation

Draft Rule for the amendment of the Financial Supervision Authority’s Rule no. 1/2015 on membership and records of participants in privately managed pension funds (the draft will be published on www.asfromania.ro for public consultation for 15 days).

B)  Authorization

Authorization of Mr. Pop Daniel as member of the Board of Directors of SSIF Interdealer Capital Invest S.A.;

Approval of Mr. Aurel Bernat as General Manager of BT Asset Management S.A.I. S.A.;

Approval of the application of the Investment Management Company SIRA S.A. to authorize Mr. Cătălin-Mihai Nichifor as member of the Board of Directors of the company;

Approval of the application of S.A.I. Muntenia Invest S.A. to authorize the changes in the organization and functioning of the company, following the change in the composition of the management by appointing Mrs. Cristina-Gabriela Gagea as General Manager of the company;

Approval of the application of S.I.F. Banat Crișana S.A. for authorisation of the changes to the company's Articles of Incorporation;

Approval of the withdrawal, upon request, of the operating licence of S.S.I.F. Optimus Fintech S.A.;

Approval of the application by S.A.I. Atlas Asset Management S.A. for authorisation of the Alternative Investment Fund with private capital Atlas Forest and its registration in the public register of the ASF as such;

Approval of the application of S.A.I. Raiffeisen Asset Management S.A. for authorisation of the Open-ended Investment Fund Raiffeisen Euro Flexi and its registration in the public register of ASF;

Approval of the amendment to the Articles of Association of the Romanian Motor Insurers’ Bureau;

Approval of amendments to the Articles of Incorporation of Atlantic Broker Group Broker de Asigurare S.R.L. (transfer of shares, new significant shareholders, shareholder structure, change of registered office, new mandate of administrator);

Approval of the amendment to the Articles of Incorporation of Asicons Broker de Asigurare S.R.L. concerning the addition of the object of activity;

Approval of amendments to the Articles of Incorporation of UniCredit Insurance Broker S.R.L;

Approval of the request for authorization to amend the Investment Policy Statement of the privately managed pension fund AZT Viitorul Tău, managed by Allianz-Țiriac Pensii Private Societate de Administrare a Fondurilor de Pensii Private S.A.

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About the Financial Supervisory Authority

The Financial Supervisory Authority is the national authority, established in 2013 by GEO 93/2012 approved by Law 113/2013, for the regulation and supervision of the insurance, private pension and capital markets. The FSA contributes to strengthening the integrated framework for the functioning of the three sectors, which together account for more than 10 million participants. More information can be found at www.asfromania.ro.